Our Corporate & Executive Service professionals have the expertise required to offer guidance and support to corporations and posses extensive experience working with top level executives.  We can provide customized solutions to your senior management at each stage of your company’s development as well as the financial needs of your employees.  We understand the often complicated issues relating to retaining your key employees and enhancing shareholder value.  Cambria is equipped to handle such complex issues on both a corporate and an individual basis, such as:
 

• Cashless & Traditional Employee Stock Option Plans

• 10b5-1 Purchase & Sale Plans

• Control & Restricted Stock 144 sales

• Company Stock Buy Back Programs

• Flexible & Highly Customizable Retirement Plans

• Corporate Executive & Employee Brokerage Accounts
   

Cashless & Traditional Employee Stock Option Plans

Employee stock option plans are a powerful tool to compensate, retain, and attract the hardworking people who help make your business successful.  Cambria can assist your company and its employees with stock option exercises.  Our team will take the time to explain the stock option process to your employees.  When selling stock options we will coordinate with your CFO or Controller to ensure employee sales are aligned to comply with your corporate “blackout” periods and SEC regulations.  In addition, we will coordinate with you and your transfer agent for efficient delivery of shares into the employee account, so we can release proceeds to the employee in a timely matter.  We also offer direct deposit at no additional charge for clients.
 

10b5-1 Purchase & Sale Plans

Sec Rule 10b5-1 allows officers and directors the flexibility to buy or sell stock at all times, not just during open trading windows.  Often executives are hampered by blackout periods and other types of insider trading regulations.  Cambria has extensive experience in structuring and executing 10b5-1 programs for a variety of public companies that will help your insiders comply with SEC regulations.

Control & Restricted Stock 144 Transactions

With our extensive background in understanding the regulatory requirements and provisions of selling restricted securities our advisors can assist you to ensure the process is done correctly.  From time to time, many small cap companies are faced with the problem of significant shareholders, employees or management needing to sell all or part of their holdings in an illiquid market. Large sellers forced to liquidate a position in the open market can create downward pressure on the share price and create overhang on the stock. One of Cambria’s strengths involves helping create an orderly market by matching a large block of stock available for sale with the right buyer, such as a long-term holder of small cap stocks, can provide a great deal of stability and future support for the stock.

Company Stock Buy Back Programs
 

If a company repurchases their outstanding shares in order to reduce the number of shares on the market that is known as a stock buyback. Many companies will initiate a stock buyback to send a positive signal to shareholders that management believes the company is undervalued.  At Cambria, we understand the complex issues you face such as enhancing shareholder value and confidence.  Cambria can assist your company’s buy back of shares over a period of time in a strategic and cost-effective matter while complying with applicable regulations.
 

Flexible & Customized Retirement Plans

Cambria offers a wide range of Retirement Plans such as Customized Corporate 401(k) Plans, 403(b) Plans, Pension Plans, Profit Sharing Plans and Employee Education Savings and IRAs (Traditional, SEP and Roth).  We won’t attempt to “fit you in” to a pre-designed benefit plan or package; but rather our consultative approach will customize an employee benefit solution that fits you and your people.

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Corporate Executive & Corporate Employee Brokerage Accounts

We offer exclusive brokerage services to executives and employees of corporations.  Including group discounts on trades, 144 transactions, insider purchases, access to private placements, and managed accounts.
 

For additional information please contact your Cambria Registered Representative at 877-226-0477 email us at client services